All trading orders handled by Albert are submitted on a "not held" basis, which means that users give Albert discretion as to the time and price at which the order is executed. As a result, Albert is not required to publish order routing and payment for order flow disclosures under Rule 606(a)(1). Users may, however, request an individualized report pursuant to Rule 606(b)(1) showing the identity of the venues to which the user's orders were routed for execution in the six months prior to the request, whether the orders were directed or non-directed, and the time of the transactions, if any, that resulted from such orders. To request a 606(b)(1) report, contact support.
Articles in this section
- General Disclaimer
- Apex Customer Account Agreement
- SIPC and Account Protection
- ETF Disclosure
- Market Volatility Disclosure
- Content and Social Media Disclosure
- Order Routing and Payment for Order Flow Disclosure
- FINRA BrokerCheck Program Disclosure
- Customer Identification Program Notice
- Business Continuity Disclosure